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Ten reasons why biotechnology will not ensure
food security, protect the environment or reduce poverty in the
developing world
Miguel A. Altieri, University of California,
Berkeley and Peter Rosset, Food First/Institute for Food and Development
Policy, Oakland, California
October 1999
Biotechnology companies often claim that genetically
modified organisms (GMOs) -- specifically genetically altered seeds
-- are essential scientific breakthroughs needed to feed the world,
protect the environment, and reduce poverty in developing countries.
This view rests on two critical assumptions, both of which we question.
The first is that hunger is due to a gap between food production
and human population density or growth rate. The second is that
genetic engineering is the only or best way to increase agricultural
production and thus meet future food needs.
Our objective is to challenge the notion of biotechnology
as a magic bullet solution to all of agriculture's ills, by clarifying
misconceptions concerning these underlying assumptions.
1. There is no relationship between the prevalence
of hunger in a given country and its population. For every densely
populated and hungry nation like Bangladesh or Haiti, there is a
sparsely populated and hungry nation like Brazil and Indonesia.
The world today produces more food per inhabitant than ever before.
Enough is available to provide 4.3 pounds every person everyday:
2.5 pounds of grain, beans and nuts, about a pound of meat, milk
and eggs and another of fruits and vegetables. The real causes of
hunger are poverty, inequality and lack of access. Too many people
are too poor to buy the food that is available (but often poorly
distributed) or lack the land and resources to grow it themselves
(Lappe, Collins and Rosset l998).
2. Most innovations in agricultural biotechnology
have been profit-driven rather than need-driven. The real thrust
of the genetic engineering industry is not to make third world agriculture
more productive, but rather to generate profits (Busch et al l990).
This is illustrated by reviewing the principle technologies on the
market today: a) herbicide resistant crops such as Monsanto's "Roundup
Ready"soybeans, seeds that are tolerant to Monsanto's herbicide
Roundup, and b)"Bt" crops which are engineered to produce
their own insecticide. In the first instance, the goal is to win
a greater herbicide market-share for a proprietary product and in
the second to boost seed sales at the cost of damaging the usefulness
of a key pest management product (the Bacillus thuringiensis based
microbial insecticide) relied upon by many farmers, including most
organic farmers, as a powerful alternative to insecticides. These
technologies respond to the need of biotechnology companies to intensify
farmers' dependence upon seeds protected by so-called" intellectual
property rights," which conflict directly with the age-old
rights of farmers to reproduce, share or store seeds (Hobbelink
l991). Whenever possible corporations will require farmers to buy
company's brand of inputs and will forbid farmers from keeping or
selling seed. By controlling germplasm from seed to sale, and by
forcing farmers to pay inflated prices for seed-chemical packages,
companies are determined to extract the most profit from their investment
(Krimsky and Wrubel l996).
3. The integration of the seed and chemical industries
appears destined to accelerate increases in per acre expenditures
for seeds plus chemicals, delivering significantly lower returns
to growers. Companies developing herbicide tolerant crops are trying
to shift as much per acre cost as possible from the herbicide onto
the seed via seed costs and/or technology charges. Increasingly
price reductions for herbicides will be limited to growers purchasing
technology packages. In Illinois, the adoption of herbicide resistant
crops makes for the most expensive soybean seed-plus-weed management
system in modern history -between $40.00 and $60.00 per acre depending
on rates, weed pressure, etc. Three years ago, the average seed-plus-weed
control costs on Illinois farms was $26 per acre, and represented
23% of variable costs; today they represent 35-40% (Benbrook l999).
Many farmers are willing to pay for the simplicity and robustness
of the new weed management system, but such advantages may be short-lived
as ecological problems arise.
4. Recent experimental trials have shown that
genetically engineered seeds do not increase the yield of crops.
A recent study by the USDA Economic Research Service shows that
in 1998 yields were not significantly different in engineered versus
non-engineered crops in 12 of 18 crop/region combinations. In the
six crop/region combinations were Bt crops or HRCs fared better,
they exhibited increased yields between 5-30%. Glyphosphate tolerant
cotton showed no significant yield increase in either region where
it was surveyed. This was confirmed in another study examining more
than 8,000 field trials, where it was found that Roundup Ready soybean
seeds produced fewer bushels of soybeans than similar conventionally
bred varieties (USDA l999).
5. Many scientists claim that the ingestion of
genetically engineered food is harmless. Recent evidence however
shows that there are potential risks of eating such foods as the
new proteins produced in such foods could: act themselves as allergens
or toxins, alter the metabolism of the food producing plant or animal,
causing it to produce new allergens or toxins, or reduce its nutritional
quality or value as in the case of herbicide resistant soybeans
that contained less isoflavones, an important phytoestrogen present
in soybeans, believed to protect women from a number of cancers.
At present there is a situation in many developing countries importing
soybean and corn from USA, Argentina and Brasil, in which genetically
engineered foods are beginning to flood the markets, and no one
can predict all their health effects on consumers, most unaware
that they are eating such food. Because genetically engineered food
remains unlabeled, consumers cannot discriminate between GE and
non-GE food, and should serious health problems arise, it will be
extremely difficult to trace them to their source. Lack of labeling
also helps to shield the corporations that could be potentially
responsible from liability (Lappe and Bailey, l998).
6. Transgenic plants which produce their own
insecticides closely follow the pesticide paradigm, which is itself
rapidly failing due to pest resistance to insecticides. Instead
of the failed "one pest-one chemical" model, genetic engineering
emphasizes a "one pest-one gene" approach, shown over
and over again in laboratory trials to fail, as pest species rapidly
adapt and develop resistance to the insecticide present in the plant
(Alstad and Andow l995). Not only will the new varieties fail over
the short-to-medium term, despite so-called voluntary resistance
management schemes (Mallet and Porter l992), but in the process
may render useless the natural pesticide "Bt," which is
relied upon by organic farmers and others desiring to reduce chemical
dependence. Bt crops violate the basic and widely accepted principle
of "integrated pest management" (IPM), which is that reliance
on any single pest management technology tends to trigger shifts
in pest species or the evolution of resistance through one or more
mechanisms (NRC l996). In general the greater the selection pressure
across time and space, the quicker and more profound the pests evolutionary
response. An obvious reason for adopting this principle is that
it reduces pest exposure to pesticides, retarding the evolution
of resistance. But when the product is engineered into the plant
itself, pest exposure leaps from minimal and occasional to massive
and continuous exposure, dramatically accelerating resistance (Gould
l994). Bt will rapidly become useless, both as a feature of the
new seeds and as an old standby sprayed when needed by farmers that
want out of the pesticide treadmill (Pimentel et al l989).
7. The global fight for market share markets
is leading companies to massively deploy transgenic crops around the
world (more than 30 million hectares in l998) without proper advance
testing of short- or long-term impacts on human health and ecosystems.
In the U.S., private sector pressure led the White House to decree
"no substantial difference" between altered and normal seeds,
thus evading normal FDA and EPA testing. Confidential documents made
public in an on-going class action lawsuit have revealed that the
FDAs own scientists do not agree with this determination. One reason
is that many scientists are concerned that the large scale use of
transgenic crops poses a series of environmental risks that threaten
the sustainability of agriculture (Goldberg, l992; Paoletti and Pimentel
l996; Snow and Moran l997; Rissler and Mellon l996; Kendall et al
l997 and Royal Society l998):
a. The trend to create broad international markets
for single products, is simplifying cropping systems and creating
genetic uniformity in rural landscapes. History has shown that a
huge area planted to a single crop variety is very vulnerable to
new matching strains of pathogens or insect pests. Furthermore,
the widespread use of homogeneous transgenic varieties will unavoidably
lead to "genetic erosion," as the local varieties used
by thousands of farmers in the developing world are replaced by
the new seeds (Robinson l996).
b. The use of herbicide resistant crops undermine
the possibilities of crop diversification thus reducing agrobiodiversity
in time and space (Altieri l994).
c. The potential transfer through gene flow of
genes from herbicide resistant crops to wild or semidomesticated
relatives can lead to the creation of superweeds (Lutman l999).
d. There is potential for herbicide resistant
varieties to become serious weeds in other crops (Duke l996, Holt
and Le baron l990).
e. Massive use of Bt crops affects non-target
organisms and ecological processes. Recent evidence shows that the
Bt toxin can affect beneficial insect predators that feed on insect
pests present on Bt crops (Hilbeck et al l998), and that windblown
pollen from Bt crops found on natural vegetation surrounding transgenic
fields can kill non-target insects such as the monarch butterfly
(Losey et al l999). Moreover, Bt toxin present in crop foliage plowed
under after harvest can adhere to soil colloids for up to 3 months,
negatively affecting the soil invertebrate populations that break
down organic matter and play other ecological roles ( Donnegan et
al l995 and Palm et al l996).
f. There is potential for vector recombination
to generate new virulent strains of viruses, especially in transgenic
plants engineered for viral resistance with viral genes. In plants
containing coat protein genes, there is a possibility that such
genes will be taken up by unrelated viruses infecting the plant.
In such situations, the foreign gene changes the coat structure
of the viruses and may confer properties such as changed method
of transmission between plants. The second potential risk is that
recombination between RNA virus and a viral RNA inside the transgenic
crop could produce a new pathogen leading to more severe disease
problems. Some researchers have shown that recombination occurs
in transgenic plants and that under certain conditions it produces
a new viral strain with altered host range (Steinbrecher l996).
Ecological theory predicts that the large-scale
landscape homogenization with transgenic crops will exacerbate the
ecological problems already associated with monoculture agriculture.
Unquestioned expansion of this technology into developing countries
may not be wise or desirable. There is strength in the agricultural
diversity of many of these countries, and it should not be inhibited
or reduced by extensive monoculture, especially when consequences
of doing so results in serious social and environmental problems
(Altieri l996).
Although the ecological risks issue has received
some discussion in government, international, and scientific circles,
discussions have often been pursued from a narrow perspective that
has downplayed the seriousness of the risks (Kendall et al. 1997;
Royal Society 1998). In fact methods for risk assessment of transgenic
crops are not well developed (Kjellsson and Simmsen 1994) and there
is justifiable concern that current field biosafety tests tell little
about potential environmental risks associated with commercial-scale
production of transgenic crops. A main concern is that international
pressures to gain markets and profits is resulting in companies
releasing transgenic crops too fast, without proper consideration
for the long-term impacts on people or the ecosystem.
8. There are many unanswered ecological questions
regarding the impact of transgenic crops. Many environmental groups
have argued for the creation of suitable regulation to mediate the
testing and release of transgenic crops to offset environmental
risks and demand a much better assessment and understanding of ecological
issues associated with genetic engineering. This is crucial as many
results emerging from the environmental performance of released
transgenic crops suggest that in the development of "resistant
crops", not only is there a need to test direct effects on
the target insect or weed, but the indirect effects on the plant
(i.e. growth, nutrient content, metabolic changes), soil, and non-target
organisms. Unfortunately, funds for research on environmental risk
assessment are very limited. For example, the USDA spends only 1%
of the funds allocated to biotechnology research on risk assessment,
about $1-2 million per year. Given the current level of deployment
of genetically engineered plants, such resources are not enough
to even discover the "tip of the iceberg". It is a tragedy-in-the-making
that so many millions of hectares have been planted without proper
biosafety standards. Worldwide, such acreage expanded considerably
in 1998 with transgenic cotton reaching 6.3 million acres, transgenic
corn: 20.8 million acres and soybean: 36.3 million acres, helped
along by marketing and distribution agreements entered into by corporations
and marketers (i.e. Ciba Seeds with Growmark and Mycogen Plant Sciences
with Cargill), in the absence of regulations in many developing
countries. Genetic pollution, unlike oil spills, cannot be controlled
by throwing a boom around it, and thus its effects are non-retrievable
and may be permanent. As in the case of pesticides banned in Northern
countries and applied in the South, there is no reason to assume
that biotechnology corporations will assume the environmental and
health costs associated with the massive use of transgenic crops
in the South.
9. As the private sector has exerted more and
more dominance in advancing new biotechnologies, the public sector
has had to invest a growing share of its scarce resources in enhancing
biotechnological capacities in public institutions including the
CGIAR and in evaluating and responding to the challenges posed by
incorporating private sector technologies into existing farming
systems. Such funds would be much better used to expand support
for ecologically based agricultural research, as all the biological
problems that biotechnology aims at can be solved using agroecological
approaches. The dramatic effects of rotations and intercropping
on crop health and productivity, as well as of the use of biological
control agents on pest regulation have been confirmed repeatedly
by scientific research. The problem is that research at public institutions
increasingly reflects the interests of private funders at the expense
of public good research such as biological control, organic production
systems and general agroecological techniques . Civil society must
request for more research on alternatives to biotechnology by universities
and other public organizations (Krimsky and Wrubel l996). There
is also an urgent need to challenge the patent system and intellectual
property rights intrinsic to the WTO which not only provide multinational
corporations with the right to seize and patent genetic resources,
but that will also accelerate the rate at which market forces already
encourage monocultural cropping with genetically uniform transgenic
varieties. Based on history and ecological theory, it is not difficult
to predict the negative impacts of such environmental simplification
on the health of modern agriculture (Altieri l996).
10. Although there may be some useful applications
of biotechnology (i.e. the breeding drought resistant varieties
or crops resistant to weed competition),because these desirable
traits are polygenic and difficult to engineer, these innovations
will take at least l0 years to be ready for field use. Once available
and if farmers can afford them, the contribution to yield enhancement
of such varieties will be between 20-35%; the rest of yield increases
must come from agricultural management. Much of the needed food
can be produced by small farmers located throughout the world using
agroecological technologies (Uphoff and Altieri l999). In fact,
new rural development approaches and low-input technologies spearheaded
by farmers and NGOs around the world are already making a significant
contribution to food security at the household, national and regional
levels in Africa, Asia and Latin America (Pretty l995). Yield increases
are being achieved by using technological approaches , based on
agroecological principles that emphasize diversity, synergy, recycling
and integration; and social processes that emphasize community participation
and empowerment (Rosset l999). When such features are optimized,
yield enhancement and stability of production are achieved, as well
as a series of ecological services such conservation of biodiversity,
soil and water restoration and conservation, improved natural pest
regulation mechanisms, etc (Altieri et al l998). These results are
a breakthrough for achieving food security and environmental preservation
in the developing world, but their potential and further spread
depends on investments, policies , institutional support and attitude
changes on the part of policy makers and the scientific community,
especially the CGIAR who should devote much of its efforts to assist
the 320 million poor farmers living in marginal environments. Failure
to promote such people-centered agricultural research and development
due to diversion of funds and expertise to biotechnology, will forego
a historical opportunity to raise agricultural productivity in economically
viable, environmentally benign and socially uplifting ways.
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© Institute for
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