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Genetically modified organisms (GMOs): The significance of gene flow through pollen transfer, European Environment Agency, 2002

Executive Summary
In 2000 the EEA established a special project for the European Parliament, on the dissemination of research results from technologies characterised by scientific complexity and uncertainty, such as GMOs and chemicals, and on the use of such results by the public and their representatives in their governance, including the use of the precautionary principle. This project is in support of the EEA duty, added to its regulation in 1999, to `assist the Commission in the diffusion of information on the results of relevant environmental research'. In order to access European scientific expertise and to minimise duplication, the EEA established a partnership with the European Science Foundation to bring together relevant scientific evidence. This is the first report from the project. Other reports will summarise monitoring programmes and exposure data for some representative chemicals,and the use of consensus conferences and other methods for involving the public in complex scientific issues. The project will support the EEA in its work of helping to develop appropriate monitoring and data sources on the impacts of complex economic/ environment interactions.

The European Science Foundation (ESF) had already established a research programme, `Assessing the Impact of GM Plants' in 1999. This AIGM programme brings together researchers and other scientists from 10 European countries involved in assessing the environmental and agronomic impact of GM crops, including studies of gene flow and dispersal through pollen, hybridisation and gene introgression. The AIGM programme was invited by the ESF to produce a review of pollen mediated transgene flow based on recent research by participants in the AIGM programme as well as from published reports and papers. (The AIGM programme is briefly described in the appendix).

This report considers the significance of pollen-mediated gene flow from six major crop types that have been genetically modified and are close to commercial release in the European Union. Oilseed rape, sugar beet, potatoes, maize, wheat and barley are reviewed in detail using recent and current research findings to assess their potential environmental and agronomic impacts. There is also a short review on the current status of GM fruit crops in Europe. Each crop type considered has its own distinctive characteristics of pollen production, dispersal and potential outcrossing, giving varying levels of gene flow.

Oilseed rape can be described as a high-risk crop for crop-to-crop gene flow and from crop to wild relatives. At the farm scale low levels of gene flow will occur at long distances and thus complete genetic isolation will be difficult to maintain. This particularly applies to varieties and lines containing male sterile components, which will outcross with neighbouring fully fertile GM oilseed rape at higher frequencies and at greater distances than traditional varieties. Gene stacking in B. napus has been observed in crops and it is predicted that plants carrying multiple resistance genes will become common post-GM release and consequently GM volunteers may require different herbicide management. Oilseed rape is cross-compatible with a number of wild relatives and thus the likelihood of gene flow to these species is high.

Sugar beet can be described as medium to high risk for gene flow from crop to crop and from crop to wild relatives. Pollen from sugar beet has been recorded at distances of more than 1 km at relatively high frequencies. Cross-pollination in root crops is not usually considered an issue since the crop is harvested before flowering. However a small proportion of plants in a crop will bolt and transgene movement between crops may occur in this way. Hybridisation and introgression between cultivated beet and wild sea beet has been shown to occur.

Potatoes can be described as a low risk crop for gene flow from crop to crop and from crop to wild relatives. Cross-pollination between production crops is not usually considered an issue since the harvested tuber is not affected by incoming pollen. In true seed production areas, however, the likelihood of cross-pollination between adjacent crops leading to contamination is higher. The risk of gene flow exists if volunteers are allowed to persist in afield from one crop to the next. Naturally occurring hybridisation and introgression between potato and its related wild species in Europe is unlikely.

Maize can be described as a medium to high-risk crop for gene flow from crop to crop. Evidence suggests that GM maize plants would cross-pollinate non-GM maize plants up to and beyond their recommended isolation distance of 200 m. There are no known wild relatives in Europe with which maize can hybridise.

Wheat can be described as a low risk crop for gene flow from crop to crop and from crop to wild relatives. Cross-pollination under field conditions normally involves less than 2 % of all florets so any outcrossing usually occurs with adjacent plants. Hybrids formed between wheat and several wild barley and grass species generally appear to be restricted to the first generation with little evidence for subsequent introgression due to sterility.

Barley can be described as a low risk crop for gene flow from crop to crop and from crop to wild relatives. Barley reproduces almost entirely by self-fertilisation, producing small amounts of pollen so that most outcrossing occurs between closely adjacent plants. There are no records of naturally occurring hybrids between barley and any wild relatives in Europe.

Some fruit crops, such as strawberry, apple, grapevine and plum have outcrossing and hybridisation tendencies which suggest that gene flow from GM crops to other crops and to wild relatives is likely to occur. For raspberry, blackberry and blackcurrant the likelihood of gene flow is less easy to predict, partly due to lack of available information.

At present none of these crops has pollen which can be completely contained. This means that the movement of seed and pollen will have to be measured and managed much more in the future. Management systems such as spatial and temporal isolation can be used to minimise direct gene flow between crops, and to minimise seed bank and volunteer populations. The use of isolation zones, crop barrier rows and other vegetation barriers between pollen source and recipient crops can reduce pollen dispersal, although changing weather and environmental conditions mean that some long distance pollen dispersal will occur. Biological containment measures are being developed that require research in order to determine whether plant reproduction can be controlled to inhibit gene flow through pollen and/ or seed.

The possible implications of hybridisation and introgression between crops and wild plant species are so far unclear because it is difficult to predict how the genetically engineered genes will be expressed in a related wild species. The fitness of wild plant species containing introgressed genes from a GM crop will depend on many factors involving both the genes introgressed and the recipient ecosystem. While it is important to determine frequencies of hybridisation between crops and wild relatives, it is more important to determine whether genes will be introgressed into wild populations and establish at levels which will have a significant ecological impact.

Evaluations and conclusions

Oilseed rape
The majority of pollen is deposited at very short distances from the pollen source. Pollen can travel considerable distances by means of both wind and insects. Low frequencies of cross-pollination have been recorded at distances of up to 4 km from the source.

While pollen is important in the spatial dispersal of transgenes from oilseed rape, it has a short life-span and provides little temporal dispersal. Seed is also very important in the spatial dispersal of transgenes through dispersal along transport corridors within and between countries. It also allows GM plants to persist at sites for several years.

On a farm-scale the current recommended isolation distance of 100 m will maintain cross-pollination levels at below 0.5 % in the majority of fully fertile crops.

Varieties and lines containing male sterile components will outcross with neighbouring fully fertile GM oilseed rape at higher frequencies and at greater distances than was previously thought. Varietal associations will require considerably greater isolation distances from GM crops than conventional varieties.

Gene flow will occur to and from volunteer and feral populations which can act as gene pools carrying over the contamination into subsequent rape crops.

Gene stacking in volunteers has been observed in GM crops. It is predicted that plants carrying multiple resistances will become common once GM herbicide tolerant rape is widely commercialised. Volunteers may become more difficult to control with herbicide treatments in certain situations, though the current range of selective herbicides used in cereal crops is effective in controlling single and multiple tolerant volunteers.

The risk of hybridisation between oilseed rape and some wild relatives, particularly B. rapa, B. juncea, B. adpressa, B. oleracea, Raphanus raphanistrum and Hirschfeldia incana is high. Long term introgression of transgenes into some of these Brassica species is likely to occur though the rate and level of introgression will be determined by the enhanced fitness conferred by the transgene. The creation of a herbicide tolerant, competent weed is possible. Gene introgression into other hybridising related species is unlikely since backcross plants fail to persist due to cytoplasmic incompatibility.

Oilseed rape can be described as a high risk crop for pollen mediated gene flow from crop to crop and from crop to wild relatives.

Sugar beet
Pollen from sugar beet seed crops is primarily wind dispersed and has been recorded at distances of more than 1 km at relatively high frequencies. Appropriate atmospheric conditions combined with peak pollen release times can account for longer distance dispersal. Sugar beet flowers are visited by a range of pollinating insect species.

The current recommended isolation distance for GM beet seed production of 1000 m may not guarantee the prevention of seed contamination in the long term.

While pollen is important in the spatial dispersal of transgenes from sugar beet, it has a short life-span and provides little temporal dispersal. Seed is very important in the spatial dispersal of transgenes through dispersal along transport corridors within and between countries. Also, seed can survive in soil from one beet crop to another causing contamination of subsequent crops.

Cross-pollination in root crops is not usually considered an issue since the crop is harvested before flowering. However a small proportion of plants in a crop will bolt and transgene movement between crops may occur in this way. GM bolters occurring in a following crop of conventional beet may pollinate bolters in the current crop and be taken up with the crop at harvest, causing contamination.

Hybridisation between bolting GM beet and weed beet could lead to the transfer of GM traits, in which case GM weed beet may become more difficult to control with chemical treatments.

Hybridisation and introgression between cultivated beet and wild sea beet has been shown to occur. GM traits could therefore in trogress into wild beets.

In one population of wild sea beet gene flow from cultivated beet did not lead to the erosion of genetic diversity of that particular population. In some cases crop-to-wild gene flow will have limited evolutionary effect on wild populations. However, certain transgenes maybe more likely to alter the fitness of hybrid or in trogressed individuals and change niche relationships between populations.

Sugar beet can be described as a medium to high risk crop for pollen mediated gene flow from crop to crop (especially seed crops) and from crop to wild relatives.

Potato
Wind is considered a more important vector than insects in effecting cross-pollination, though pollen dispersal is generally very restricted due to high self-fertility. Isolation distances of 20 m were recommended for experimental releases.

High frequencies of outcrossing at distances up to 1 km may have been shown to occur in one instance where pollination was by pollen beetle. However this research was criticised
for having a significant proportion of false positives.

Cross-pollination between GM and non-GM production crops would not result in the harvested potato tubers becoming transgenic. Furthermore, the crop is usually sown with seed tubers rather than true seed. In this situation the introgression of transgenes into non-GM crops or true seed crops nearby is unlikely.

If GM volunteer tubers, plants and true seed are allowed to persist after a crop the risk of introduction of GM volunteers into following conventional crops exists.

In true seed production crops the likelihood of cross-pollination leading to contamination of neighbouring and subsequent crops is higher unless effective isolation and crop hygiene is carried out.

Feral plants present little or no risk of acting as either a GM pollen source or recipient, though research should continue to determine whether increased feralisation is likely in future GM varieties.

Naturally occurring hybridisation and
in trogression between potato and its related wild species in Europe is unlikely. Evidence suggests that even if cross-pollination occurred, post-zygotic barriers would prevent the formation of a viable hybrid.

Potato can be described as a low risk crop for pollen-mediated gene flowfrom crop to crop and from crop to wild relatives.

Maize
Maize is primarily wind pollinated although there is evidence to suggest that bees and other insects collect pollen from maize. The majority of airborne pollen is shown to fall within a short distance of the pollen source, though outcrossing has been recorded at up to 800 m. It is predicted that under suitable atmospheric conditions maize pollen has the potential to travel over much longer distances.

Incoming maize pollen is rapidly diluted by local pollen so that cross-pollination occurs mostly in the first few rows. The recommended isolation distance of 200 m will maintain crop purity at 99 % in most cases. There is no evidence that any current variety is not interfertile with another variety, for example cross-pollination data between maize and sweetcorn exists.

There is no indication that hybridisation between maize and other European crop species can occur.

Maize has poor survival characteristics as a feral plant in much of Europe. The crop is incapable of sustained reproduction outside cultivated areas and is non-invasive of natural habitats.

There are no known wild species in Europe with which maize can hybridise. Maize can be described as a medium to high risk crop for pollen mediated gene flow from crop to crop, but low risk for gene flow to wild species.

Wheat
Wheat is typically self-pollinated and produces small amounts of pollen with a short viability period. Cross-pollination under field conditions normally involves less than 2 % of all florets. The combination of these factors means that any outcrossing normallyoccurs with adjacent plants.

In some cases strong winds can disperse pollen widely. Cross-pollination has been recorded at distances of 20 m from the source.

There are no records of naturally occurring hybrids between wheat and any crop relatives. Hybrids formed between wheat and several wild barley and grass species generally appear to be restricted to the Fl generation with little evidence for subsequent introgression due to sterility.

Wheat can be described as a low risk crop for pollen mediated gene flow from GM crops to other crops and to wild relatives. However, GM wheat grown in rotation with conventional wheat could cause some contamination of the latter if volunteers are allowed to persist.

Barley
Barley reproduces almost entirelyby self-fertiliisation Small amounts of pollen are produced and the bulk of outcrosses occur between closely adjacent plants.

Rare cross-pollination events are known to occur at distances up to 60 m from the source. However, a crop isolation distance of lm is deemed sufficient in maintaining seed contamination within acceptable levels for most materials.

Strong hybridisation barriers exist between Hordeum species. There are no records of naturally occurring hybrids between barley and any wild relatives in Europe.

Barley can be described as a low risk crop for pollen mediated gene flow from crop to crop and from crop to wild relatives.

However, GM barley grown in rotation with conventional barley could cause some contamination of the latter if volunteers are allowed to persist.

Fruit crops
Strawberry has around five wild relatives distributed throughout Europe. Hybridisation may occur but hybrid viability appears to be limited. On the basis of present research transgenic strawberries are expected to have minimal impacts by gene introgression on wild flora.

Apple is a heterozygous crop with strong selfincompatibility tendencies. Hybridisation between apple crops and between apple and some wild species is possible, though it is difficult to predict how widespread gene flow and introgression of GM apple crops into wild species maybe.

Grapevine has very few related wild species with which it could hybridise, although hybridisation does occur. It is possible that some gene flow from GM grapevine varieties to conventional varieties and to wild species will occur.

Plum is a complex species with several subspecies or varieties being recognised. There are 21 species of Prunus recorded in Europe. Cultivated plum is a frequent escape and therefore there is a high likelihood of gene flow from GM varieties to wild types occurring.

The European species of Rubus are placed in 5 sub-genera containing some 2000 species. Hybridisation events in wild and feral populations are numerous, but gene flow from cultivated blackberries and raspberries to wild populations does not seem to occur to any significant degree. GM Rubus varieties should be monitored prior to release to determine whether outcrossing to wild species would be more likely to occur.

Cultivated blackcurrant has numerous wild relatives scattered across parts of Europe, though there are no records of hybridisations. Gene flow from GM blackcurrants to wild species is unlikelybut cannot be ruled out.

There is limited information on crop to crop gene flow for the fruit crops and therefore definite conclusions cannot be made at present. However, there is some likelihood of gene flow from GM crops of strawberry, apple, grapevine and plum to other crops occurring. Crop to crop gene flow in blackberry, raspberry and blackcurrant is more difficult to predict although the reproductive characteristics of these species make it a possibility.

Future considerations and recommendations

Gene flow: Crop to crop
At farm and regional scale gene flow can occur over long distances and therefore complete genetic purity will be difficult to maintain within the official isolation distances, for crops such as oilseed rape, maize and sugar beet. Here we present some recommendations for farm practice to minimise crop contamination.

i) The current isolation distances should be reviewed for some crop types and further stringency applied in order for levels of gene flow, albeit low, to be further reduced. This especially applies to seed production crops because any genetic impurity will then be present throughout the life cycle of the standard crop grown from the contaminated seed, and maybe multiplied to higher levels.

ii) It is now apparent that varieties and lines containing male sterile components will outcross with neighbouring fully fertile GM varieties at higher frequencies and at greater distances than previously thought. Therefore varietal associations such as Synergy will require considerably greater isolation distances from GM crops than conventional varieties.

iii) As well as isolation distances, barrier crops could be used as standard where they are thought to be effective in reducing cross-pollination levels (see section 10.4.2) and where genetic purity is most essential (e.g. seed production crops).

iv) Neighbouring farms should inform each other of their planting intentions in order for appropriate isolation measures to be considered.

v) Gene flow can occur to and from volunteer and feral populations which act as gene pools carrying over the contamination into subsequent crops. Management systems should be used to minimise GM seed spread on a farm and to minimise seed bank and volunteer populations. Allowing GM volunteer populations to discharge viable seed will cause a large increase in the burden for following crops (Harding & Harris, 1994) through gene exchange from volunteers to crops, and the possibility that GM volunteer plants could be harvested with the crop and passed on to the consumer.

vi) As well as removing any volunteers from a field that has previously been cropped with a GM type, when sowing conventional types volunteer contamination can be prevented by taking into account whether GM crops were grown previously in a field and whether farm practices were likely to have moved seed to that field from other fields.

vii) The development of GM plants which incorporate biological methods to restrict the spread of transgenes between crops should be encouraged (see section 10.3).

Gene flow: Crop to wild relatives
It has been recognised that over time even small amounts of gene flow can have important effects on evolutionary change (Wright, 1931). Gene flow between crops and their related wild species may have two potentially harmful consequences: the evolution of increased invasiveness and persistence and the increased likelihood of extinction of wild relatives. It is difficult to predict, however, the precise limits of sexual barriers between individual crop types and their related species, or the likelihood of hybrids forming and persisting in agricultural or natural habitats. There are several areas in which we need to become better informed:

i) The current levels of hybridisation and introgression occurring between conventional crops and wild species, and the behaviour of these hybrids. This will determine the factors influencing the extent of gene flow and the likelihood of transgenes becoming established in wild populations (Dale, 1992). It will also provide baseline data against which to assess the possible impacts of transgenes.

Ii) The geographical distributions of GM crop types and any wild plant species with which the crop is capable of hybridising.

Iii) The fate and consequences of transferred genes in different species in order to improve understanding of the genetic
and ecological principles involved.

iv) The stability of transgene expression over generations and in different genetic backgrounds, to determine the extent to which transgene action and stability can be modified by genetic background, particularly in taxonomically wide hybrids (Dale, 1994).

v) Test protocols to determine the likely effect of a transgene in a hybrid, so that on release of a GM crop the site can be surveyed for wild relatives and a risk assessment undertaken on a case-by-case basis (until we gain a better understanding of the above points).

Gene flow barriers
As well as identifying the agronomic and environmental risks associated with the release of GM crops, of a primary concern is the development of methods to restrict the spread of introduced genes to other crops and to wild plant populations. Developers of transgenic crops also want to limit gene escape so that competing companies cannot acquire unique genetic constructs through pollen dispersal. Here we give an overview of the various biological and physical barriers to gene flow that are being researched and developed for possible future use.

Biological gene flow barriers
A consideration for minimising crop to crop gene flow and environmental exposure to transgenes is to design and construct GM plants with improved biosafety characters. This could be achieved, for example, by preventing or minimising cross-pollination, avoiding antibiotic resistance marker genes, or switching on inserted genes only when and where they are needed in the plant. There are three ways in which reduced exposure of transgenes to the environment might be accomplished:

i) Avoid or minimise inclusion of superfluous transgenes or sequences

ii) Avoid or minimise superfluous expression of the transgene

iii) Avoid or minimise the dispersal of transgenes in the environment

The emerging technologies for each approach are discussed in more detail in the discussion paper `Guidance on Best Practice in the Design of GM Crops' (DETR/ ACRE, 2000). Here we look at (iii) the methods to avoid or minimise the dispersal of transgenes in the environment. They include:

Apomixis
Apomixis is the production of seeds without fertilisation, a process that occurs naturally in many plant species. Transfer of the primary transgene to neighbouring crops via pollen would be minimal because plants can be male sterile without compromising seed or fruit production.

Cleistogamy
Cleistogamy occurs naturally in some plant species, a process whereby self pollination and fertilisation occurs with the flower remaining unopened so pollen is unlikely to escape from the flower. The adoption of this process to minimise transgene dispersal would require modifications to flower design.

Hybridisation barriers
Interspecific hybridisation only occurs between closely related plant species. Hybridisation between more widely diverged species is prevented by two main barriers; in terspecific incompatibility at the stigma surface or within the style which prevents fertilisation, and post-fertilisation barriers that cause seed abortion. Strengthening either barrier would potentially prevent hybridisation.

Inhibition of flowering to block floral development
In recent years the molecular basis of the processes that control flowering has been determined. Such studies open up the possibility of manipulating flowering time control genes and blocking or promoting flowering in a range of species.

Genetically engineered male sterility so that a plant produces infertile anthers
Pollen development can be prevented by destroying the tapetum of a developing anther using non-specific nucleases driven by cell-specific promoters. Nuclease inhibitors can be crossed in to restore pollen fertility. Recently, several promoters have been developed that are induced by the application of exogenous chemicals. Such promoters could be used to control flowering or fertility `restorer genes' when required. Male sterile flowers can still be pollinated by exogenous pollen and produce viable seeds.

Seed sterility
This technology enables crops to be genetically modified so that they produce seed that is incapable of germination, offering a promising technique for genetic isolation. This means, however, that the seed cannot be saved and replanted the next season. At present seed sterility has not been adopted because several aspects of the technology are unreliable and require further development.

Plastid transformation technology
Daniell et al (1998) have obtained high levels of transgene expression by inserting herbicide tolerance genes into the tobacco chloroplast genome. An advantage of this technology is that integration of foreign DNA into chloroplast DNA can be more precise. Also, chloroplast transformation technology may limit transgene dispersal through pollen in crops because chloroplasts are predominantly maternally inherited in most higher plant species, though there may be some paternal transfer, and this would have to be examined in each risk assessment.

Physical gene flow barriers

Isolation zones
An isolation zone is an area between a GM crop and a nearby non-GM crop that is either de-vegetated (a `barren zone') or planted with a non insect pollinated crop that would discourage insect pollinators from leaving the GM crop. Recent research on the effects of isolation zones, and to what extent increasing the width of the isolation zone reduces gene flow shows varying results. In experiments with oilseed rape field trials Morris et al (1994) found that barren zones less than 8m in width actually increased gene exchange above the amount observed at comparable distances in continuous crops of oilseed rape. The barren zone appeared to `reset' the zero point of the gene dispersal profile to the end of the barren zone. The same type of effect has also been encountered in maize trials. Because most outcrossing will occur in the first few rows of the crop nearest to the pollen source, this in effect means that the border rows act as `buffers' to the dispersal of contaminating pollen in the rest of the crop.

The impact of isolation zones on rates of gene flow in insect pollinated plants is ultimately dependent on their influence on the behaviour of insect pollinators, and this will vary between crop types and sites, and with different weather conditions. Further research may establish how widely these parameters are likely to vary between sites and whether or not standard isolation zones could be applied to GM crops. Research must also consider how wide an isolation zone must be before it deters insects from moving from one crop to another, and whether a valid option would be to discard the first few outer rows of the recipient crop as `buffer' rows.

Barrier crops
A barrier crop is a border of non-GM plants of the same crop surrounding the GM variety that can act as an `absorber' of the GM pollen. The barrier rows are then destroyed after flowering. Barrier crops appear to function in a number of ways, primarily in producing masses of pollen to dilute pollen being introduced from adjacent fields. The barrier also increases the distance the pollen must travel from a source to a receptor crop, and foraging insects are likely to visit the barrier crop at the edge of the field before moving on to a potential receptor crop. Similarly, a barrier crop around a receptor crop would mean that insects are likely to make their first visit in the field to a plant in the barrier.

In their experiments Morris et al (1994) found that barrier crops had a significant influence on gene escape. The authors suggest that if a small area of 4 to 8m is only available for containment methods, the most effective strategy would be to plant the entire area with a trap crop that could be destroyed before seed set. Many experimental releases of GM crops in the UK and Europe have included barrier crops to restrict GM pollen flow from the release site. Barrier crops are also discussed in section 3.3.4 (sugar beet) and section 5.5.4 (maize).